Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Edward Williams is a financial professional with over 20 years of experience in the industry. He is currently registered with Empower Financial Services, Inc. and has previously worked with firms such as USAA Investment Services Company, Morgan Stanley Smith Barney, and Frost Brokerage Services, Inc.. Kenneth is a Series 7, 9, 10, 63 and 99TO licensed professional, and is also a Registered Representative. Kenneth is a member of FINRA and is licensed to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/14/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
TX
11/20/2013 - 09/10/2021
USAA INVESTMENT SERVICES COMPANY (SAN ANTONIO TX)
TX
06/11/2012 - 06/25/2012
MORGAN STANLEY SMITH BARNEY (SAN ANTONIO TX)
TX
03/04/2011 - 04/25/2011
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
05/29/2008 - 02/08/2011
FROST BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
05/29/2007 - 06/12/2008
CITIGROUP GLOBAL MARKETS INC. (SAN ANTONIO TX)
TX
04/06/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN ANTONIO TX)
BC
Issued 04/21/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/04/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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