Unclaimed
Kenneth Edward Ruiz is a Registered Representative and an Investment Advisor Representative with Bright Trading, LLC, based in Henderson, NV. Kenneth has been in the securities industry since 2006, and has a Series 7, Series 57TO, and SIE. Kenneth is active in both the Broker-Dealer and Investment Advisor businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NV
10/28/2019 - Present
Bright Trading, LLC (HENDERSON NV)
NV
04/01/2008 - 12/22/2008
BRIGHT TRADING, LLC (HENDERSON NV)
BC
Issued 10/28/2019
Series 57TO - Securities Trader Exam
BC
Issued 10/14/2019
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE Chicago, Inc.
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