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Kenneth Edward Ruiz

Bright Trading, LLC

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About Kenneth Edward Ruiz

Kenneth Edward Ruiz is a Registered Representative and an Investment Advisor Representative with Bright Trading, LLC, based in Henderson, NV. Kenneth has been in the securities industry since 2006, and has a Series 7, Series 57TO, and SIE. Kenneth is active in both the Broker-Dealer and Investment Advisor businesses.

Firm Information

Kenneth Ruiz is currently registered with Bright Trading, LLC. Bright Trading, LLC is a Limited Liability Company formed on July 31, 2000. The firm is approved and registered in Colorado, Nevada, and Pennsylvania. It also has one approved SEC registration. Bright Trading, LLC has been involved in 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Ruiz’s Registration & Firm History

NV

10/28/2019 - Present

Bright Trading, LLC (HENDERSON NV)

NV

04/01/2008 - 12/22/2008

BRIGHT TRADING, LLC (HENDERSON NV)

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Licenses & Designations

BC

Issued 10/28/2019

Series 57TO - Securities Trader Exam

BC

Issued 10/14/2019

SIE - Securities Industry Essentials Examination

BC

Issued 05/23/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Chicago, Inc.

Disclosures

There are no public disclosures for Kenneth Edward Ruiz.
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