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Kenneth Edward Roberts

Nylife Securities LLC

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About Kenneth Edward Roberts

Kenneth Edward Roberts is a financial professional with over 30 years of experience in the securities industry. Kenneth has been registered with Nylife Securities LLC since June 30, 2001. Kenneth previously worked for firms including Park Avenue Securities LLC, Metlife Securities Inc., Metropolitan Life Insurance Company, Cowen & Co., Banca IMI Securities Corp., Mabon, Nugent & Co., Waterhouse Securities, Inc., Halpert, Oberst and Company, and Bear, Stearns & Co. Kenneth holds FINRA Series 7, 24 and 63 licenses, and the SIE designation. Kenneth is registered in the state of New York.

Firm Information

Kenneth Roberts is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Roberts’s Registration & Firm History

NY

06/30/2001 - Present

Nylife Securities LLC (WHITE PLAINS NY)

NY

05/02/2000 - 06/13/2001

PARK AVENUE SECURITIES LLC (NEW YORK NY)

MA

03/19/1997 - 10/06/1998

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/19/1997 - 10/06/1998

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

NY

01/04/1995 - 12/23/1996

COWEN & CO. (NEW YORK NY)

NY

04/30/1991 - 01/13/1995

BANCA IMI SECURITIES CORP. (NEW YORK NY)

NA

08/31/1990 - 04/30/1991

MABON, NUGENT & CO.

NE

10/29/1987 - 08/29/1990

WATERHOUSE SECURITIES, INC. (OMAHA NE)

NA

03/27/1986 - 04/29/1987

HALPERT, OBERST AND COMPANY

NA

05/21/1985 - 08/15/1985

BEAR, STEARNS & CO.

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Licenses & Designations

BC

Issued 01/23/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/21/1992

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Edward Roberts.
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