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Kenneth Edward Ricciardi

Credit Agricole Securities (usa) Inc.

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About Kenneth Edward Ricciardi

Kenneth Ricciardi is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Credit Agricole Securities (usa) Inc. and is licensed to provide securities and investment advisory services in multiple states, including California, Florida, Illinois, Massachusetts, New York, Texas, and Virginia. Previously, Kenneth worked at CHEMICAL SECURITIES, INC. Kenneth holds the Series 63, Series 7, and SIE licenses.

Firm Information

Kenneth Ricciardi is currently registered with Credit Agricole Securities (usa) Inc.. Credit Agricole Securities (usa) Inc. is a corporation formed in 1968 and is approved to operate in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Ricciardi’s Registration & Firm History

NY

05/14/2008 - Present

Credit Agricole Securities (usa) Inc. (NEW YORK NY)

NA

07/02/1993 - 12/09/1994

CHEMICAL SECURITIES, INC.

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Licenses & Designations

BC

Issued 09/17/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/13/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kenneth Edward Ricciardi.
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