Unclaimed
Kenneth Ricciardi is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Credit Agricole Securities (usa) Inc. and is licensed to provide securities and investment advisory services in multiple states, including California, Florida, Illinois, Massachusetts, New York, Texas, and Virginia. Previously, Kenneth worked at CHEMICAL SECURITIES, INC. Kenneth holds the Series 63, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/14/2008 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NA
07/02/1993 - 12/09/1994
CHEMICAL SECURITIES, INC.
BC
Issued 09/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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