Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Flood is a registered Investment Advisor Representative at Osaic Wealth, Inc. Kenneth is a financial professional with over 10 years of experience in the industry and holds Series 63, 66 and 7 licenses along with the SIE. Kenneth is a dedicated professional who specializes in providing financial advice to individuals and families. Kenneth's goal is to help clients achieve their financial goals, which may include planning for retirement, saving for college, or managing investments. Kenneth is committed to providing personalized financial advice and working with clients to develop a plan that meets their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/14/2024 - Present
Osaic Wealth, Inc. (GOSHEN NY)
NY
10/25/2017 - 06/14/2024
SECURITIES AMERICA, INC. (GOSHEN NY)
NY
04/23/2014 - 10/27/2017
NATIONAL PLANNING CORPORATION (GOSHEN NY)
BOTH
Issued 11/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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