Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Edward Cady has been in the financial services industry since August 13, 1990. Kenneth is currently registered as an Investment Adviser Representative (IAR) with Lion Street Advisors, LLC in Illinois. He is also registered as a Broker in 10 states including Illinois, Arizona, California, Florida, Nevada, North Carolina, Ohio, Minnesota, and Wisconsin. Previously, Kenneth was employed at Wayne Hummer Investments L.L.C., PNC Investments, NatCity Investments, Inc., Invest Financial Corporation, Planco Financial Services, Inc., Investment Network, Inc., Fidelity Equity Services Corporation, and PML Securities Company. Kenneth holds the Series 6, 7, 63, and 65 securities licenses, as well as the SIE exam. Kenneth's primary business is providing wealth management services to individuals and families. Kenneth specializes in Financial Planning, Portfolio Management, Pension Consulting, and Selection of Other Advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
08/07/2017 - Present
Lion Street Advisors, LLC (NAPERVILLE IL)
IL
10/08/2010 - 08/07/2017
WAYNE HUMMER INVESTMENTS L.L.C. (NAPERVILLE IL)
IL
11/13/2009 - 10/12/2010
PNC INVESTMENTS (WESTCHESTER IL)
IL
01/18/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (CHICAGO IL)
IL
06/05/2000 - 01/31/2008
INVEST FINANCIAL CORPORATION (WESTERN SPRINGS IL)
CT
02/18/2000 - 05/31/2000
PLANCO FINANCIAL SERVICES, INC. (HARTFORD CT)
WI
01/23/1994 - 02/02/2000
INVEST FINANCIAL CORPORATION (APPLETON WI)
IL
10/19/1992 - 11/23/1993
INVESTMENT NETWORK, INC. (FRANKLIN PARK IL)
NA
04/10/1992 - 10/22/1992
FIDELITY EQUITY SERVICES CORPORATION
DE
09/28/1989 - 08/12/1991
PML SECURITIES COMPANY (NEWARK DE)
IA
Issued 06/25/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/31/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Cady is the right advisor for you? Invested Better is here to help.
