Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Hayes is a financial advisor with over 16 years of experience in the financial services industry. Kenneth has been registered with Wells Fargo Clearing Services, LLC since 2016 and has been a licensed representative with the firm since 2015. Kenneth previously worked as a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated from 2008 to 2015. Kenneth holds the Series 66, Series 10, Series 9, Series 31, and Series 7 licenses as well as the SIE certification. Kenneth is a Certified Financial Planner. Kenneth's practice focuses on providing investment consulting services to both institutional and individual clients. Kenneth also offers financial planning services, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
11/24/2015 - Present
Wells Fargo Clearing Services, LLC (KNOXVILLE TN)
TN
09/01/2008 - 11/20/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KNOXVILLE TN)
BOTH
Issued 09/30/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 08/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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