Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Zalcman is a financial professional with over 50 years of experience in the financial industry. Kenneth has been registered with UBS Financial Services Inc. since November 2008. Previously, Kenneth was employed at firms such as Citigroup Global Markets Inc., Lehman Brothers Inc., Donaldson, Lufkin & Jenrette Securities Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Josephthal & Co., Incorporated. Kenneth has a Series 7, 63, 65, PC, and SIE licenses. He is also a registered investment advisor in Florida and Maine. Kenneth has worked in Boston, MA for his current firm. Kenneth has experience working with a range of clients including corporations, high-net-worth individuals, individuals, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
09/10/2018 - Present
UBS Financial Services Inc. (BOSTON MA)
FL
07/31/1993 - 12/05/2008
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
NY
03/07/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/15/1986 - 03/14/1988
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
10/29/1981 - 04/29/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/04/1973 - 10/16/1981
JOSEPHTHAL & CO., INCORPORATED
NA
01/15/1971 - 09/17/1973
EDWARDS & HANLY
NA
12/04/1969 - 02/11/1971
BACHE & CO INCORPORATED
IA
Issued 2/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 5/30/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/31/1977
PC - AMEX Put and Call Exam
BC
Issued 12/1/1969
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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