Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Duquette is a financial advisor with Raymond James & Associates, Inc. Kenneth has been in the financial industry for over 13 years and is registered in Utah. Kenneth has a broad range of experience and expertise, including providing financial planning, portfolio management, and educational seminars. Kenneth is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
05/20/2024 - Present
Raymond James & Associates, Inc. (South Jordan UT)
WA
10/24/2022 - 05/06/2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SPOKANE WA)
UT
04/27/2018 - 04/06/2020
DFPG INVESTMENTS, LLC (Sandy UT)
UT
12/04/2017 - 04/26/2018
PRUCO SECURITIES, LLC. (SOUTH JORDON UT)
DC
05/05/2016 - 06/27/2017
UBS FINANCIAL SERVICES INC. (Washington DC)
DC
09/19/2008 - 04/27/2016
E*TRADE SECURITIES LLC (WASHINGTON DC)
NJ
07/25/2011 - 06/11/2013
E*TRADE CLEARING LLC (JERSEY CITY NJ)
BOTH
Issued 01/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/03/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/03/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/03/2022
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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