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Kenneth Dewayne Brown

Kestra Investment Services, LLC

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About Kenneth Dewayne Brown

Kenneth Dewayne Brown has been working in the financial services industry since 1995. Kenneth is currently registered with Kestra Investment Services, LLC in South Carolina and Georgia. Kenneth holds Series 6, SIE and Series 63 licenses. Kenneth has been registered with Kestra Investment Services, LLC since 2010. Previously, Kenneth was with MetLife Securities Inc. in Massachusetts and Metropolitan Life Insurance Company in New York.

Firm Information

Kenneth Brown is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Brown’s Registration & Firm History

SC

04/01/2010 - Present

Kestra Investment Services, LLC (Columbia SC)

MA

12/20/1999 - 01/25/2010

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

12/20/1999 - 07/09/2007

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

10/04/1991 - 10/22/1996

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

10/04/1991 - 10/22/1996

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/10/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kenneth Dewayne Brown. Review regulatory record here.
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