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Kenneth Derek Thomson

Cambridge Investment Research Advisors, Inc.

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About Kenneth Derek Thomson

Kenneth Derek Thomson is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Kenneth has been in the financial services industry since 1993 and has been registered with Cambridge Investment Research Advisors, Inc. since 2011. Kenneth is licensed to provide investment advice in Arkansas, California, Colorado, Connecticut, District of Columbia, Florida, Idaho, Kentucky, Massachusetts, Minnesota, Nevada, New Jersey, Oregon, Pennsylvania, Texas, Virginia, and Washington. Kenneth specializes in Financial Planning, Pension Consulting, Educational Seminars, Market Timing Services, Selection of Other Advisers, Portfolio Management for Businesses, and Portfolio Management for Individuals.

Firm Information

Kenneth Thomson is currently registered with Cambridge Investment Research Advisors, Inc.. Cambridge Investment Research Advisors, Inc. is an investment advisor with over 3,000 licensed agents and registered representatives. Based in Fairfield, Iowa, the firm provides a range of advisory services including financial planning, pension consulting, educational seminars, and market timing services. Their client base encompasses high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, and state or municipal government entities. The firm manages approximately $87.37 billion in assets under management.
Cambridge Investment Research Advisors, Inc.

1776 PLEASANT PLAIN RD.

FAIRFIELD, IA 52556-8757

$87.37B

Assets Under Management

71,763

Total Clients

3,513

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitation fees from 3rd party money managers

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Kenneth Thomson’s Registration & Firm History

TX

07/08/2011 - Present

Cambridge Investment Research Advisors, Inc. (Dallas TX)

TX

01/02/2002 - 07/01/2011

SANDERS MORRIS HARRIS INC. (DALLAS TX)

GA

07/30/2001 - 12/31/2001

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

GA

01/23/1995 - 02/01/2001

IFG NETWORK SECURITIES, INC. (ATLANTA GA)

RI

10/04/1993 - 10/21/1994

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 07/31/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/06/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/1994

Series 7 - General Securities Representative Examination

BC

Issued 10/01/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Derek Thomson. Review regulatory record here.
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