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Kenneth Dennis Colon

Charles Schwab & CO., Inc.

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About Kenneth Dennis Colon

Kenneth Colon is a financial professional with over 20 years of experience in the industry. Kenneth is currently a registered representative at Charles Schwab & CO., Inc., where he has been employed since January 2019. Prior to that, Kenneth worked at Roosevelt & Cross, Incorporated, and before that, was at BANC of America Investment Services, Inc. Kenneth has a strong understanding of the financial markets, and is dedicated to helping clients achieve their financial goals.

Firm Information

Kenneth Colon is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kenneth Colon’s Registration & Firm History

NJ

01/08/2019 - Present

Charles Schwab & CO., Inc. (Jersey City NJ)

NY

02/23/2005 - 12/14/2018

ROOSEVELT & CROSS, INCORPORATED (NEW YORK NY)

MA

10/20/2004 - 11/08/2004

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

NY

01/02/2001 - 10/20/2004

QUICK & REILLY, INC. (NEW YORK NY)

TX

02/02/1998 - 01/02/2001

FLEET SECURITIES, INC. (DALLAS TX)

NY

08/16/1993 - 02/02/1998

FLEET SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/12/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/14/2004

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2003

Series 7 - General Securities Representative Examination

BC

Issued 08/13/1993

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Dennis Colon.
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