Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Davis is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Kenneth has been in the industry since February 3, 1997. Prior to joining Wells Fargo Clearing Services, LLC, Kenneth was employed by J.P. Morgan Securities LLC and Sanford C. Bernstein & Co., LLC. Kenneth is licensed in several states and holds multiple securities licenses, including the Series 7, Series 31, Series 63 and Series 65. Kenneth is also a Registered Representative in the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/18/2022 - Present
Wells Fargo Clearing Services, LLC (LOS ANGELES CA)
CA
10/09/2012 - 01/28/2022
J.P. MORGAN SECURITIES LLC (LOS ANGELES CA)
CA
12/07/2000 - 10/24/2012
SANFORD C. BERNSTEIN & CO., LLC (LOS ANGELES CA)
NY
02/04/1997 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
IA
Issued 01/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 01/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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