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Kenneth David Moelis

Moelis & Co. LLC

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About Kenneth David Moelis

Kenneth Moelis is an investment banking professional with over 30 years of experience in the industry. Kenneth is currently registered with Moelis & Co. LLC. Kenneth has also previously been registered with Mercanti Securities, LLC, UBS Securities LLC, Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation and Drexel Burnham Lambert Incorporated. Kenneth is licensed to conduct securities business in all 50 U.S. states and Puerto Rico.

Firm Information

Kenneth Moelis is currently registered with Moelis & Co. LLC. Moelis & Co. LLC is a Limited Liability Company that was formed on June 12, 2007. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Moelis’s Registration & Firm History

CA

12/13/2007 - Present

Moelis & Co. LLC (LOS ANGELES CA)

CA

07/02/2007 - 12/19/2007

MERCANTI SECURITIES, LLC (LOS ANGELES CA)

CA

03/22/2001 - 07/20/2007

UBS SECURITIES LLC (LOS ANGELES CA)

NY

11/03/2000 - 12/19/2000

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

NJ

02/13/1991 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NA

01/03/1990 - 03/13/1990

DREXEL BURNHAM LAMBERT INCORPORATED

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Licenses & Designations

BOTH

Issued 11/12/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/28/1994

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth David Moelis.
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