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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Friedman is an active investment advisor representative with Wealthpenn.comllc based in Palo Alto, CA. Kenneth is licensed to provide investment advice in 20 states and has 30 years of experience in the financial services industry. Kenneth has a wide range of experience in the financial services industry, including previous positions at Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and BANC OF AMERICA INVESTMENT SERVICES, INC. Kenneth also has experience in real estate construction through their ownership of Zega Builders Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/15/2020 - Present
Wealthpenn.comllc (Palo Alto CA)
CA
03/27/2009 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PALO ALTO CA)
CA
04/18/2008 - 03/31/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
CA
12/08/2000 - 04/21/2008
BANC OF AMERICA INVESTMENT SERVICES, INC. (CAMPBELL CA)
MA
07/12/1999 - 11/02/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
01/25/1994 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
10/07/1992 - 01/31/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 9/8/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 7/27/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/29/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 10/5/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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