Unclaimed
Kenneth Daniel East is a financial advisor with Houlihan Lokey Capital, Inc. based in Houston, Texas. He is registered with the Financial Industry Regulatory Authority (FINRA) and the state of Texas. Kenneth has passed several exams including the Series 7, 63 and SIE, as well as the Series 79TO. He is also a registered representative of Houlihan Lokey Capital, Inc., specializing in Investment Banking.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/15/2024 - Present
Houlihan Lokey Capital, Inc. (HOUSTON TX)
BC
Issued 07/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/29/2023
Series 7TO - General Securities Representative Examination
BC
Issued 04/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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