Unclaimed
Kenneth D. Smith is a financial advisor with over 16 years of experience in the financial services industry. Kenneth D. Smith is currently registered with State Farm Investment Management Corp. Kenneth D. Smith has also held previous positions with VALIC FINANCIAL ADVISORS, INC., THE HUNTINGTON INVESTMENT COMPANY, PNC INVESTMENTS, NATCITY INVESTMENTS, INC. and NYLIFE SECURITIES LLC. Kenneth D. Smith is licensed in Indiana, Kentucky, and Ohio. Kenneth D. Smith specializes in portfolio management for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
OH
07/31/2018 - Present
State Farm Investment Management Corp. (Cincinnati OH)
OH
08/14/2012 - 12/01/2016
VALIC FINANCIAL ADVISORS, INC. (COLUMBUS OH)
OH
01/07/2011 - 06/16/2011
THE HUNTINGTON INVESTMENT COMPANY (WEST CHESTER OH)
OH
11/13/2009 - 01/03/2011
PNC INVESTMENTS (CINCINNATI OH)
OH
08/06/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (CINCINNATI OH)
OH
09/24/2004 - 08/01/2008
NYLIFE SECURITIES LLC (HAMILTON OH)
IA
Issued 07/08/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 09/23/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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