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Kenneth D Shores

THE Huntington Investment Co.

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About Kenneth D Shores

Kenneth Shores is a financial advisor with The Huntington Investment Co., a registered investment advisor based in Columbus, OH. Kenneth has been in the financial services industry since 2002. Kenneth is a Certified Financial Planner and a Chartered Financial Consultant. Kenneth's professional experience includes working with a variety of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and trusts. Kenneth offers investment advisory services to individuals, businesses, and trusts, specializing in portfolio management, financial planning, and selection of other advisors.

Firm Information

Kenneth Shores is currently registered with THE Huntington Investment Co.. THE Huntington Investment Co. is a Corporation headquartered in COLUMBUS, OH. It is a registered investment advisor with the SEC and in 53 states. They have approximately 5196750113 in regulatory assets under management. THE Huntington Investment Co. provides financial planning, portfolio management for businesses, portfolio management for individuals, and selection of other advisors. They have a total of 32956 accounts, all of which are discretionary.
THE Huntington Investment Co.

41 S. HIGH STREET

COLUMBUS, OH 43215

$5.20B

Assets Under Management

Not reported

Total Clients

863

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kenneth Shores’s Registration & Firm History

OH

10/28/2021 - Present

THE Huntington Investment Co. (COLUMBUS OH)

MI

08/12/2015 - 10/26/2021

MORGAN STANLEY (BIRMINGHAM MI)

OH

10/01/2012 - 08/12/2015

J.P. MORGAN SECURITIES LLC (COLUMBUS OH)

OH

03/05/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (COLUMBUS OH)

OH

04/06/2010 - 10/25/2010

CUSO FINANCIAL SERVICES, L.P. (WESTERVILLE OH)

CA

12/13/2006 - 08/19/2008

MMC SECURITIES CORP. (NEWPORT BEACH CA)

CA

03/01/2006 - 07/10/2006

INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)

CA

09/03/2004 - 03/01/2006

WORTHMARK FINANCIAL SERVICES, LLC (TORRANCE CA)

IN

08/25/2003 - 08/23/2004

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

08/25/2003 - 08/23/2004

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

IA

07/24/2002 - 11/11/2002

LOCUST STREET SECURITIES, INC. (DES MOINES IA)

CA

03/27/2002 - 06/12/2002

CAL FED INVESTMENTS (SACRAMENTO CA)

CA

04/04/2001 - 12/10/2001

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

CA

07/20/1998 - 04/02/2001

WM FINANCIAL SERVICES, INC. (IRVINE CA)

MA

08/08/1997 - 06/29/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 08/07/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 09/26/2015

Series 4 - Registered Options Principal Examination

BC

Issued 06/30/2012

Series 53 - Municipal Securities Principal Examination

BC

Issued 03/07/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/30/1999

Series 7 - General Securities Representative Examination

BC

Issued 08/07/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth D Shores.
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