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Kenneth D Highet

Charles Schwab & CO., Inc.

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About Kenneth D Highet

Kenneth Highet is an investment advisor representative registered with Charles Schwab & CO., Inc. Kenneth has been in the industry since October 5, 1986 and has held various positions at firms such as TD AMERITRADE, INC., WELLS FARGO CLEARING SERVICES, LLC and E*TRADE SECURITIES LLC. Kenneth is licensed in multiple states and holds Series 7, 8, 9, 10, 24, 63 and 66 licenses. Kenneth is a financial advisor that works with clients to meet their individual needs.

Firm Information

Kenneth Highet is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Kenneth Highet’s Registration & Firm History

MI

01/25/2022 - Present

Charles Schwab & CO., Inc. (Ann Arbor MI)

MI

01/14/2019 - 05/11/2024

TD AMERITRADE, INC. (Ann Arbor MI)

NC

08/14/2015 - 01/04/2019

WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)

NC

03/17/2006 - 07/27/2015

E*TRADE SECURITIES LLC (CHARLOTTE NC)

MI

11/11/2005 - 03/15/2006

FIFTH THIRD SECURITIES, INC. (WARREN MI)

TX

08/02/1989 - 08/26/2004

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

MI

06/25/1985 - 08/04/1989

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BOTH

Issued 06/04/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/03/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 06/26/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/15/1985

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth D Highet.
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