Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Austin is a financial professional with over 30 years of experience in the industry. Kenneth is currently registered with BNP Paribas Securities Corp. Kenneth previously held positions at Market Axess Inc., Trading Edge, Inc., BancBoston Robertson Stephens Inc. and Lehman Brothers Inc. Kenneth's areas of expertise include Investment Banking. Kenneth has a broad range of experience in the industry having passed Series 3, 7, 9, 10, 24, 30, 63, 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/17/2001 - Present
BNP Paribas Securities Corp. (SAN FRANCISCO CA)
NY
04/16/2001 - 02/11/2002
MARKET AXESS INC. (NEW YORK NY)
NY
06/06/2000 - 05/04/2001
TRADING EDGE, INC. (NEW YORK NY)
CA
02/13/1997 - 06/09/1999
BANCBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
NY
05/19/1994 - 11/16/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/19/1994 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
05/19/1994 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
NA
11/08/1988 - 05/22/1991
LEHMAN SPECIAL SECURITIES INC.
NY
02/26/1988 - 05/22/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
12/22/1987 - 05/22/1991
LEHMAN GOVERNMENT SECURITIES INC.
BC
Issued 08/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2012
Series 30 - NFA Branch Manager Examination
BC
Issued 01/14/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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