Unclaimed
Kenneth Curtis Townsend is an investment advisor representative registered with LPL Financial LLC. Kenneth has been in the industry since July 1993. Kenneth holds the following licenses: Series 7, Series 63, Series 66, and SIE. Prior to joining LPL Financial LLC, Kenneth was registered with RBC Capital Markets Corporation and Dain Rauscher Incorporated. Kenneth is licensed in Colorado, Florida, Montana, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
04/24/2009 - Present
LPL Financial LLC (ENGLEWOOD CO)
CO
03/02/1998 - 04/30/2009
RBC CAPITAL MARKETS CORPORATION (DENVER CO)
NA
07/27/1993 - 03/02/1998
DAIN RAUSCHER INCORPORATED
BOTH
Issued 07/09/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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