Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Clough is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with Citigroup Global Markets Inc. and has been in this role since November 2023. Previously, Kenneth has worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and Chase Investment Services Corp. Kenneth is licensed to provide financial advice in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/30/2023 - Present
Citigroup Global Markets Inc. (New York NY)
NY
01/19/2023 - 11/29/2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/01/2012 - 01/24/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
02/12/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
11/30/2007 - 02/02/2009
SIGNATURE SECURITIES (NEW YORK NY)
NY
05/29/2007 - 12/13/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/02/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NJ
07/03/2002 - 01/27/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
11/24/2000 - 06/13/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 08/02/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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