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Kenneth Clayton Price

Prospera Financial Services, Inc.

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About Kenneth Clayton Price

Kenneth Clayton Price is a financial professional with over 25 years of experience in the financial services industry. Kenneth Clayton Price is currently registered with Prospera Financial Services, Inc. and has held previous registrations with MICG Investment Management, LLC, Capital Brokerage Corporation, and Forth Financial Securities, Corporation. Kenneth Clayton Price's areas of expertise include financial planning, portfolio management, and pension consulting. Kenneth Clayton Price is also a licensed insurance agent.

Firm Information

Kenneth Price is currently registered with Prospera Financial Services, Inc.. Prospera Financial Services, Inc. is a corporation headquartered in Dallas, Texas. Founded in 1982, the firm provides financial planning, pension consulting, and portfolio management services for individuals, businesses, and pooled investment vehicles. With over 150 licensed agents and investment advisor representatives, Prospera manages over $9.8 billion in regulatory assets. The firm is registered with the SEC and in all 50 states.
Prospera Financial Services, Inc.

5429 LBJ FREEWAY

DALLAS, TX 75240

$9.81B

Assets Under Management

8

Total Clients

235

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

Percentage of assets under review

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Kenneth Price’s Registration & Firm History

TX

03/03/2009 - Present

Prospera Financial Services, Inc. (DALLAS TX)

VA

01/25/2001 - 03/03/2009

MICG INVESTMENT MANAGEMENT, LLC (RICHMOND VA)

VA

12/01/1997 - 02/12/2001

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

VA

09/04/1997 - 12/01/1997

FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)

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Licenses & Designations

IA

Issued 02/26/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/01/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/04/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 10/03/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 09/05/2001

Series 7 - General Securities Representative Examination

BC

Issued 09/02/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Clayton Price. Review regulatory record here.
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