Unclaimed
Kenneth Clayton Price is a financial professional with over 25 years of experience in the financial services industry. Kenneth Clayton Price is currently registered with Prospera Financial Services, Inc. and has held previous registrations with MICG Investment Management, LLC, Capital Brokerage Corporation, and Forth Financial Securities, Corporation. Kenneth Clayton Price's areas of expertise include financial planning, portfolio management, and pension consulting. Kenneth Clayton Price is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
03/03/2009 - Present
Prospera Financial Services, Inc. (DALLAS TX)
VA
01/25/2001 - 03/03/2009
MICG INVESTMENT MANAGEMENT, LLC (RICHMOND VA)
VA
12/01/1997 - 02/12/2001
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
VA
09/04/1997 - 12/01/1997
FORTH FINANCIAL SECURITIES, CORPORATION (RICHMOND VA)
IA
Issued 02/26/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/03/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/05/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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