Unclaimed
Kenneth Manning is a financial professional with over 20 years of experience in the industry. Kenneth has held positions with several firms, including BB&T Securities, LLC, SunTrust Investment Services, Inc., Scott & Stringfellow, LLC, First Clearing, LLC, Wachovia Securities, LLC, Quick & Reilly, Inc., and Wheat, First Securities, Inc. Kenneth is currently registered with Prospera Financial Services, Inc. and specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Kenneth is also a financial planner and provides pension consulting services. Kenneth holds the Series 7TO, Series 7, Series 66, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of assets under review
1
2
TX
09/28/2023 - Present
Prospera Financial Services, Inc. (DALLAS TX)
VA
05/11/2009 - 07/16/2020
BB&T SECURITIES, LLC (RICHMOND VA)
VA
12/09/2019 - 07/01/2020
SUNTRUST INVESTMENT SERVICES, INC. (RICHMOND VA)
VA
07/16/2007 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
VA
09/19/2006 - 07/02/2007
FIRST CLEARING, LLC (RICHMOND VA)
VA
03/31/2000 - 09/20/2006
WACHOVIA SECURITIES, LLC (RICHMOND VA)
NY
03/07/1996 - 04/15/1998
QUICK & REILLY, INC. (NEW YORK NY)
NC
08/07/1995 - 03/05/1996
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 11/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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