Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Charles Zimmerman is a financial advisor registered with Wells Fargo Clearing Services, LLC. Kenneth has been in the financial services industry since 2007. Kenneth holds Series 7, Series 63, and Series 65 securities licenses, and also holds the SIE Exam Certification. In addition, Kenneth is a Chartered Financial Analyst (CFA). Kenneth is also registered with the state of Texas, and holds an active Investment Advisor Representative license. Before joining Wells Fargo, Kenneth worked with FORESIDE FUND SERVICES, LLC and WISDOMTREE ASSET MANAGEMENT, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/20/2023 - Present
Wells Fargo Clearing Services, LLC (CHAPEL HILL NC)
NY
12/16/2014 - 07/31/2020
FORESIDE FUND SERVICES, LLC (New York NY)
NY
03/05/2013 - 12/31/2014
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NJ
12/06/2012 - 03/01/2013
TD AMERITRADE, INC. (JERSEY CITY NJ)
NC
03/30/2010 - 11/20/2012
WELLS FARGO ADVISORS, LLC (DURHAM NC)
NC
12/07/2009 - 03/12/2010
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
01/19/2007 - 11/30/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
IA
Issued 08/26/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kenneth Zimmerman is the right advisor for you? Invested Better is here to help.
