Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Wohlberg is a financial professional with over 40 years of experience in the industry. Kenneth is currently registered with Principal Securities, Inc. and holds Series 6, 7, 22, 24, 63 and 65 licenses. Kenneth has worked for Principal Securities, Inc. since 2016. Kenneth is also registered as an Investment Advisor Representative in New York and Texas. Kenneth specializes in working with individuals and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NY
03/05/2021 - Present
Principal Securities, Inc. (EAST AMHERST NY)
NA
05/08/1981 - 10/21/1981
WADDELL & REED, INC.
IA
Issued 10/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 05/06/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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