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Kenneth Charles Williams

THE Leaders Group, Inc.

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About Kenneth Charles Williams

Kenneth Charles Williams is a financial professional with over 20 years of experience in the industry. Kenneth has held positions at several firms, including Jefferson Pilot Securities Corporation, Capital Analysts, Incorporated, Fort Washington Brokerage Services, Inc., and Ascend Financial Services, Inc. Kenneth currently works at The Leaders Group, Inc. Kenneth holds the Series 6, 6TO, and SIE licenses and the Uniform Combined State Law Examination.

Firm Information

Kenneth Williams is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Williams’s Registration & Firm History

CO

07/29/2021 - Present

THE Leaders Group, Inc. (LITTLETON CO)

CA

03/18/2004 - 03/02/2007

JEFFERSON PILOT SECURITIES CORPORATION (IRVINE CA)

OH

10/19/2001 - 02/06/2004

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

OH

09/08/2000 - 08/24/2001

FORT WASHINGTON BROKERAGE SERVICES, INC. (CINCINNATI OH)

MN

08/19/1999 - 11/05/1999

ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)

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Licenses & Designations

BOTH

Issued 09/17/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 06/10/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Charles Williams.
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