Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Lafreniere is a financial advisor with over 12 years of experience in the industry. Kenneth is currently registered with Empirical Research Partners LLC as an Investment Advisor Representative. Kenneth is also registered with the state of New York as an Investment Advisor Representative and a Broker-Dealer Agent. Previously, Kenneth was employed by Dahlman Rose & Company, LLC, a broker-dealer firm, for two years. Kenneth holds Series 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
See schedule d - miscellaneous for explanation.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
See schedule d - miscellaneous for explanation.
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NY
08/23/2023 - Present
Empirical Research Partners LLC (NEW YORK NY)
NY
04/23/2010 - 06/04/2012
DAHLMAN ROSE & COMPANY, LLC (NEW YORK NY)
IA
Issued 06/21/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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