Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Charles Lafleur is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Chandler, Arizona. Kenneth has been in the financial services industry since December 1996 and has a strong track record of providing personalized financial advice to individuals, families, and businesses. Kenneth holds a Series 7, 9, 10, 31, and 63 licenses and is a Registered Investment Advisor. Kenneth is committed to helping clients achieve their financial goals by providing them with a comprehensive range of financial services, including investment management, retirement planning, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
03/18/2019 - Present
Raymond James Financial Services Advisors, Inc. (Chandler AZ)
TX
11/09/2018 - 11/29/2018
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
AZ
06/01/2009 - 11/12/2018
MORGAN STANLEY (PHOENIX AZ)
AZ
06/10/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
01/01/2006 - 12/13/2007
HARRIS INVESTOR SERVICES, INC. (PHOENIX AZ)
NJ
09/15/2005 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
IL
03/11/2004 - 04/28/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NY
11/08/1999 - 01/16/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/08/1995 - 11/09/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/14/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 11/07/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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