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Kenneth Charles Hatt

Vanguard Marketing Corp.

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About Kenneth Charles Hatt

Kenneth Charles Hatt is a financial advisor in Malvern, PA. Kenneth has been in the financial services industry since December 29, 1998, and has a strong track record of success. Kenneth holds the Series 6, 7, 26, 51, and 63 licenses, as well as the SIE exam. Kenneth currently works at Vanguard Marketing Corp., a firm that provides financial services to individuals and businesses. Prior to that, Kenneth worked at Hibbard Brown & Co., Inc. Kenneth is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Kenneth Hatt is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Hatt’s Registration & Firm History

PA

04/27/1999 - Present

Vanguard Marketing Corp. (MALVERN PA)

NY

08/19/1993 - 12/14/1993

HIBBARD BROWN & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/24/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/06/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 11/06/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/26/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/18/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Charles Hatt.
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