Unclaimed
Kenneth Charles Handy is a financial professional who holds Series 63, 65 and 7 licenses along with the SIE exam. Kenneth has been in the industry since 2008, most recently working as a Registered Representative at Bessemer Investor Services, Inc. since September 2014. Prior to that, Kenneth worked at City National Securities, Inc. from January 2012 to November 2013. Kenneth is registered in Connecticut, New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/23/2014 - Present
Bessemer Investor Services, Inc. (NEW YORK NY)
CA
01/01/2012 - 11/06/2013
CITY NATIONAL SECURITIES, INC. (LOS ANGELES CA)
BC
Issued 07/09/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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