Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Charles Cohen is a financial professional with over 30 years of experience in the industry. Kenneth has a wide range of experience across several firms including Merrill Lynch, UBS Securities LLC, and Lehman Brothers Inc. Kenneth currently works at Bofa Securities, Inc. and is a registered representative for the firm. Kenneth holds several licenses including Series 7, Series 63, Series 79TO, and Series 24. Kenneth is registered to provide investment services in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NY
07/23/2013 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/20/2011 - 04/25/2013
UBS SECURITIES LLC (NEW YORK NY)
NY
04/08/2010 - 05/13/2011
STONECASTLE SECURITIES, LLC (NEW YORK NY)
NY
09/22/2008 - 10/24/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/22/1988 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/08/1988 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
11/08/1988 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
BC
Issued 01/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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