Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Carter is a financial advisor who has been in the industry since 1995. Kenneth is currently registered with Wells Fargo Advisors Financial Network, LLC and has been with the firm since June 2022. Prior to that, Kenneth was registered with Wells Fargo Clearing Services, LLC from July 2003 to June 2022. Kenneth is licensed in several states, including New York, Florida, and Texas. Kenneth has a strong track record of providing financial advice to individuals, businesses, and institutions. Kenneth specializes in providing financial planning, portfolio management, and investment consulting services. Kenneth is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/20/2022 - Present
Wells Fargo Advisors Financial Network, LLC (NEW CITY NY)
NY
07/01/2003 - 06/17/2022
WELLS FARGO CLEARING SERVICES, LLC (NEW CITY NY)
NY
04/19/1995 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 04/30/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/18/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Carter is the right advisor for you? Invested Better is here to help.
