Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Carl Ramos is a financial advisor who has been in the industry since 1997. Kenneth is currently registered with Stifel, Nicolaus & Company, Inc., a firm that provides investment advisory and brokerage services. Prior to joining Stifel, Nicolaus & Company, Inc., Kenneth was employed by Morgan Stanley. Kenneth is a Series 7, 63, 65, and 3 licensed advisor. Kenneth has a strong background in the financial services industry, and is committed to providing his clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/14/2024 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
06/01/2009 - 11/30/2017
MORGAN STANLEY (NEW YORK NY)
NY
05/02/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
08/09/2002 - 05/15/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/09/2002 - 09/05/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
06/11/1997 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
IA
Issued 04/03/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2003
Series 3 - National Commodity Futures Examination
BC
Issued 06/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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