Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Carey Clisham is a financial advisor with over 30 years of experience in the industry. Currently, Kenneth is affiliated with Raymond James & Associates, Inc., having joined them in October 2020. Previously, Kenneth worked at KEYBANC CAPITAL MARKETS INC. from January 2019 until August 2020. Kenneth has a broad range of experience with various financial products and services, including securities, investments, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/20/2020 - Present
Raymond James & Associates, Inc. (New York NY)
NY
01/10/2019 - 08/21/2020
KEYBANC CAPITAL MARKETS INC. (New York NY)
NY
07/24/2017 - 11/08/2018
HUNT FINANCIAL SECURITIES (Rye Brook NY)
NY
02/23/2005 - 06/16/2017
CANTOR FITZGERALD & CO. (NEW YORK NY)
MN
06/23/2003 - 02/25/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
CT
09/13/2002 - 06/23/2003
VCROSS CAPITAL MARKETS LLC (GREENWICH CT)
NY
10/09/2001 - 09/12/2002
A.K. CAPITAL, LLC (NEW YORK NY)
NY
02/11/1999 - 12/12/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MA
11/16/2000 - 05/09/2001
VISIBLE MARKETS, INC. (BOSTON MA)
CT
12/17/1993 - 10/06/1997
GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)
NY
11/23/1988 - 03/01/1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/29/1987 - 03/01/1993
MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)
BC
Issued 02/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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