Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Candido De los santos is a financial advisor with Wells Fargo Clearing Services, LLC. Kenneth has been working in the financial industry since June 18, 1987, and is registered with the state of California and Texas. Kenneth is also a Registered Representative, and has the Series 7 and Series 63 licenses, as well as the Series 65 license. Kenneth has experience working with a variety of clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Previous firms where Kenneth has worked include Wells Fargo Investments, LLC, Chase Investment Services Corp, WAMU Investments, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., BA INVESTMENT SERVICES, INC., SMITH BARNEY INC., LEHMAN BROTHERS INC., and PRUDENTIAL SECURITIES INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/21/2021 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
CA
10/26/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SACRAMENTO CA)
CA
05/02/2009 - 10/26/2009
CHASE INVESTMENT SERVICES CORP. (SACRAMENTO CA)
CA
08/05/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (SACRAMENTO CA)
CA
09/04/2002 - 07/28/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
MA
07/12/1999 - 08/21/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
03/13/1996 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NY
07/31/1993 - 03/28/1996
SMITH BARNEY INC. (NEW YORK NY)
NY
04/30/1992 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/02/1990 - 04/20/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
12/23/1989 - 03/15/1990
FIRST AMERICA EQUITIES CORP.
NA
01/25/1989 - 12/23/1989
ADVENT SECURITIES, INC.
NA
05/21/1987 - 01/27/1989
HAMILTON, WILLIAMS & CO., INC.
IA
Issued 10/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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