Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth C. Slichter is a financial advisor with over 30 years of experience in the financial services industry. Kenneth is currently registered with UBS Financial Services Inc. and has previously worked with several other firms, including Wells Fargo Investments, LLC and Paine Webber Incorporated. Kenneth has a broad range of experience in the financial services industry, as evidenced by the various exams he has passed. Kenneth currently holds Series 66, Series 63, Series 53, SIE, Series 15, Series 5, and Series 7 licenses. Kenneth's expertise lies in providing financial advice to high-net-worth individuals, corporations, and other businesses. Kenneth's experience with UBS Financial Services Inc., where he has been registered since 2010, allows him to offer a wide range of services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
WA
07/14/2010 - Present
UBS Financial Services Inc. (SEATTLE WA)
CA
05/02/2001 - 08/24/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
05/16/1998 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
01/25/1999 - 12/08/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NA
12/07/1995 - 12/31/1997
DAIN BOSWORTH INCORPORATED
NY
03/07/1990 - 08/25/1995
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/20/1988 - 03/16/1990
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
12/07/1985 - 11/14/1987
SALOMON BROTHERS INC.
NA
01/19/1981 - 06/03/1985
PAINEWEBBER INCORPORATED
BOTH
Issued 07/03/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/06/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/1983
Series 15 - Foreign Currency Options Examination
BC
Issued 10/09/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/17/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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