Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Busch is a financial advisor with over 17 years of experience in the industry. Kenneth is currently registered with Edward Jones and is licensed to provide investment advice in Illinois and Texas. Kenneth has a strong background in securities, having previously worked with a variety of financial firms including HSBC Securities (USA) Inc., Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, and Liccar Securities, LLC. Kenneth has passed several industry exams including Series 3, 4, 7, 9, 10, 30, 63, 65, and 66. Kenneth holds a CFP® designation. Kenneth’s clients include individuals, businesses, and institutions. Kenneth offers a variety of financial planning services including portfolio management, retirement planning, college savings, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
01/19/2022 - Present
Edward Jones (SCHAUMBURG IL)
IL
08/01/2017 - 10/25/2017
LICCAR SECURITIES, LLC (CHICAGO IL)
IL
04/24/2013 - 07/07/2015
WELLS FARGO SECURITIES, LLC (CHICAGO IL)
IL
07/26/2006 - 04/08/2013
HSBC SECURITIES (USA) INC. (CHICAGO IL)
NY
03/07/2002 - 06/21/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 07/03/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/02/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/24/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2009
Series 30 - NFA Branch Manager Examination
BC
Issued 06/14/2007
Series 4 - Registered Options Principal Examination
BC
Issued 06/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2002
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1996
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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