Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Bruce Rounds is a registered representative with MML Investors Services, LLC and has been in the financial services industry since September 11, 1985. Kenneth is a Series 6 and Series 63 licensed financial professional. Kenneth is also registered in Connecticut, Florida, Maine, Massachusetts, Nevada, New York, North Carolina, Rhode Island and South Carolina. Kenneth previously worked at MSI FINANCIAL SERVICES, INC., METROPOLITAN LIFE INSURANCE COMPANY, MML INVESTORS SERVICES, INC., G. R. PHELPS & CO., INC. and PRUCO SECURITIES CORPORATION. Kenneth provides financial planning, asset allocation programs, pension consulting, educational seminars, and selection of other advisors to individuals, corporations and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
RI
03/25/2017 - Present
MML Investors Services, LLC (WARWICK RI)
RI
02/24/1999 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WARWICK RI)
RI
02/24/1999 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BRISTOL RI)
MA
03/01/1996 - 02/04/1999
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
12/11/1995 - 03/01/1996
G. R. PHELPS & CO., INC.
NJ
08/20/1985 - 12/06/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 03/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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