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Kenneth Bruce Brown

Nylife Securities LLC

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About Kenneth Bruce Brown

Kenneth Brown has been in the financial services industry since 1985. Kenneth is currently registered with Nylife Securities LLC in Pepper Pike, OH. Kenneth has a Series 6, Series 7, Series 22, and Series 63 licenses. Prior to working with Nylife Securities LLC, Kenneth was with New England Securities, The O.N. Equity Sales Company, Washington Square Securities, Inc., Carillon Investments, Inc., and The Paul Revere Variable Annuity Insurance Company. Kenneth has been in the financial services industry for over 35 years.

Firm Information

Kenneth Brown is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Brown’s Registration & Firm History

OH

02/19/2003 - Present

Nylife Securities LLC (PEPPER PIKE OH)

NY

12/01/2000 - 01/14/2003

NEW ENGLAND SECURITIES (NEW YORK NY)

OH

02/23/2000 - 12/13/2000

THE O.N. EQUITY SALES COMPANY (CINCINNATI OH)

CT

10/21/1997 - 12/31/1999

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

OH

07/03/1997 - 10/01/1997

CARILLON INVESTMENTS, INC. (CINCINNATI OH)

CT

09/30/1992 - 07/03/1997

WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)

MA

09/30/1992 - 05/13/1997

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (WORCESTER MA)

NY

10/08/1984 - 08/18/1992

NEW ENGLAND SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/26/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

BC

Issued 05/28/1985

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/05/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Bruce Brown.
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