Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Brian Wallick is a financial advisor at Stephens, a firm that has been providing financial services since 1933. Kenneth has been working in the financial services industry since 1984 and has a wide range of experience in securities trading and investment management. Kenneth specializes in a variety of financial services, including investment management, financial planning, and retirement planning. He is committed to providing personalized financial advice to help clients reach their financial goals. Kenneth is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
AR
09/13/1989 - Present
Stephens (LITTLE ROCK AR)
NA
05/04/1989 - 05/15/1989
SECURITY PACIFIC INVESTMENTS, INC.
NA
01/16/1989 - 04/17/1989
FIDELITY BROKERAGE SERVICES, INC.
NA
06/19/1986 - 09/19/1988
FIDELITY BROKERAGE SERVICES, INC.
NA
03/20/1986 - 06/16/1986
FIDELITY DISTRIBUTORS CORPORATION
NA
06/21/1985 - 08/12/1985
BRITTENUM & ASSOCIATES, INC.
NA
07/26/1984 - 07/10/1985
SWINK & COMPANY, INC.
BC
Issued 08/23/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/29/1988
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kenneth Wallick is the right advisor for you? Invested Better is here to help.
