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Kenneth Brian Keegan

Ashton Stewart & CO., Inc.

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About Kenneth Brian Keegan

Kenneth Brian Keegan is a financial professional with over 30 years of experience in the industry. Kenneth is currently registered with Ashton Stewart & CO., Inc. in Florida and New York. Kenneth holds several licenses and registrations including Series 7, Series 63, Series 24, Series 79TO and SIE. Kenneth has previously held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc. and Toronto Dominion Securities (USA) Inc. Kenneth is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Kenneth Keegan is currently registered with Ashton Stewart & CO., Inc.. Ashton Stewart & CO., Inc. is a Corporation formed in September 1999 and registered with the SEC and in 43 states.

Not reported

Assets Under Management

Not reported

Total Clients

8

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Keegan’s Registration & Firm History

FL

01/03/2020 - Present

Ashton Stewart & CO., Inc. (MIAMI FL)

NY

01/08/2015 - 10/22/2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

10/01/2008 - 12/23/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

02/25/2003 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

07/07/1994 - 01/23/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/19/1991 - 06/17/1994

TORONTO DOMINION SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/07/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2001

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Brian Keegan.
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