Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Blandford Lockyer is a financial professional with over 40 years of experience in the securities industry. Currently, Kenneth is a registered representative with Oppenheimer & Co. Inc., where they have been registered since 2013. Prior to joining Oppenheimer, Kenneth worked at Jefferies LLC and Bear, Stearns & Co. Inc. Kenneth offers a broad range of financial services to their clients, including financial planning, pension consulting, portfolio management, and the selection of other advisors. They specialize in serving corporations or other businesses, high-net-worth individuals, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/15/2013 - Present
Oppenheimer & Co. Inc. (NORTH PALM BEACH FL)
NY
07/07/2008 - 04/15/2013
JEFFERIES LLC (NEW YORK NY)
NY
02/28/1991 - 06/16/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
01/12/1988 - 01/04/1991
COUNTY NATWEST GLOBAL SECURITIES LIMITED
NA
10/17/1988 - 06/14/1990
COUNTY NATWEST GOVERNMENT SECURITIES, INC.
NY
04/20/1987 - 06/14/1990
COUNTY NATWEST INTERNATIONAL LIMITED (NEW YORK NY)
NA
04/02/1984 - 08/20/1986
DREXEL BURNHAM LAMBERT INCORPORATED
NA
05/27/1981 - 04/26/1984
DEAN WITTER REYNOLDS INC.
NA
12/22/1980 - 11/15/1981
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 11/11/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/03/1987
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 12/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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