Unclaimed
Kenneth Bates is a financial professional licensed in six states with a Series 6, 63, 26 and SIE licenses. Kenneth has been in the financial industry since August 2021 and works for PFS Investments Inc. Kenneth has been registered with FINRA since August 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
08/02/2021 - Present
PFS Investments Inc. (ORLANDO FL)
BC
Issued 01/10/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/16/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 07/31/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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