Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Barry Graves is an experienced financial advisor with over 29 years of experience in the industry. Kenneth is currently registered with Avantax Advisory Services in Dallas, Texas. Kenneth has a wide range of experience working with clients in several states, including Arizona, California, Colorado, Connecticut, District of Columbia, Florida, Indiana, Maine, Maryland, Michigan, Mississippi, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, and West Virginia. Kenneth has held previous positions with 1ST GLOBAL CAPITAL CORP., NEW ENGLAND SECURITIES, AMERICAN EXPRESS FINANCIAL ADVISORS INC., and IDS LIFE INSURANCE COMPANY. Kenneth holds the Series 63, Series 65, SIE, Series 7, and Series 6TO licenses. Kenneth is an active member of the financial industry and provides a wide range of services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
TX
10/25/2019 - Present
Avantax Advisory Services (DALLAS TX)
MD
12/18/2007 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (HUNT VALLEY MD)
MD
01/24/2002 - 12/19/2007
NEW ENGLAND SECURITIES (HUNT VALLEY MD)
MN
07/13/1993 - 06/27/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/13/1993 - 06/27/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 05/06/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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