Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Barhaug is a registered investment advisor who has been active in the industry since 1994. Kenneth is currently employed at J.P. Morgan Securities LLC where Kenneth has been registered since 2008. Prior to that, Kenneth worked at Chase Investment Services Corp., and J.P. Morgan Securities Inc., as well as Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kenneth is a Series 65 and Series 63 licensed individual. Kenneth also holds Series 4, Series 8, Series 9, Series 10 and Series 24 licenses, as well as a Series 7 and SIE license. Kenneth is registered in numerous states, including Ohio, Illinois, New York, and Texas. Kenneth is also registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
06/11/2014 - Present
J.p. Morgan Securities LLC (Columbus OH)
IL
07/26/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
10/01/2008 - 07/26/2012
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
03/02/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
08/12/1997 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
08/30/1993 - 07/30/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/12/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 6/2/1999
Series 4 - Registered Options Principal Examination
BC
Issued 2/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 6/9/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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