Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Baron is a financial advisor with over 20 years of experience in the industry. Kenneth is currently registered with MML Investors Services, LLC in Florida and is licensed to offer investment advisory services in Arizona, California, Colorado, Connecticut, Florida, Louisiana, Massachusetts, New Jersey, New Mexico, New York and Pennsylvania. Kenneth has held previous positions with PARK AVENUE SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., J.P. MORGAN SECURITIES LLC, CITIGROUP GLOBAL MARKETS INC. and OLDE DISCOUNT CORPORATION. Kenneth has a strong background in financial planning and portfolio management and is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
07/30/2021 - Present
MML Investors Services, LLC (Boynton Beach FL)
NY
04/09/2013 - 12/28/2015
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
08/29/2011 - 10/04/2011
CHASE INVESTMENT SERVICES CORP. (EAST NORWICH NY)
NY
10/11/2007 - 08/11/2011
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/22/2005 - 10/16/2007
CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)
MI
09/13/1999 - 01/05/2000
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 02/22/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 06/03/2004
Series 7 - General Securities Representative Examination
BC
Issued 09/09/1999
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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