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Kenneth B Baron

MML Investors Services, LLC

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About Kenneth B Baron

Kenneth Baron is a financial professional with over 20 years of experience in the financial services industry. Kenneth is currently registered with MML Investors Services, LLC and has previously worked with firms such as Park Avenue Securities LLC, Chase Investment Services Corp., J.P. Morgan Securities LLC and Citigroup Global Markets Inc.. Kenneth holds a variety of licenses and certifications, including the Series 7, Series 63, Series 66, Series 31 and Series 52 licenses. Kenneth is also a Certified Financial Planner. Kenneth focuses on providing financial planning and portfolio management services to individuals, corporations, and trusts. Kenneth is dedicated to helping clients achieve their financial goals.

Firm Information

Kenneth Baron is currently registered with MML Investors Services, LLC. Mml Investors Services, LLC is a Limited Liability Company formed in 2011. They are headquartered in Springfield, Massachusetts and provide advisory services to individuals, businesses, trusts, and more. Mml Investors Services, LLC is registered with the SEC and in 53 states. They manage over $72 billion in assets.
MML Investors Services, LLC

Boynton Beach, FL

$72.83B

Assets Under Management

Not reported

Total Clients

6,192

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation programs

Asset allocation programs

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitors fees

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Kenneth Baron’s Registration & Firm History

FL

07/30/2021 - Present

MML Investors Services, LLC (Boynton Beach FL)

NY

04/09/2013 - 12/28/2015

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

08/29/2011 - 10/04/2011

CHASE INVESTMENT SERVICES CORP. (EAST NORWICH NY)

NY

10/11/2007 - 08/11/2011

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

03/22/2005 - 10/16/2007

CITIGROUP GLOBAL MARKETS INC. (MANHASSET NY)

MI

09/13/1999 - 01/05/2000

OLDE DISCOUNT CORPORATION (DETROIT MI)

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Licenses & Designations

BOTH

Issued 2/22/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/17/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/2/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/24/2007

Series 31 - Futures Managed Funds Examination

BC

Issued 6/3/2004

Series 7 - General Securities Representative Examination

BC

Issued 9/9/1999

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth B Baron. Review regulatory record here.
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