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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Patrick Wong is an investment advisor representative with Osaic Wealth, Inc. based in Carlsbad, California. Kenneth has been in the financial services industry since June 21, 1994. Prior to joining Osaic Wealth, Inc., Kenneth worked at Woodbury Financial Services, Inc. and Securities America, Inc. Kenneth is licensed to provide investment advice in Arizona, California, Mississippi, Nevada, Oregon, and Washington. Kenneth also holds the following licenses: Series 6, Series 63, Series 26, and Series 65. Kenneth's current employment at Osaic Wealth, Inc. began on January 19, 2024.
CARLSBAD, CA
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Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/19/2024 - Present
Osaic Wealth, Inc. (CARLSBAD CA)
CA
12/21/2016 - 01/19/2024
WOODBURY FINANCIAL SERVICES, INC. (CARLSBAD CA)
CA
09/16/2003 - 12/21/2016
SECURITIES AMERICA, INC. (CARLSBAD CA)
AZ
04/12/1999 - 09/24/2003
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
AZ
06/22/1994 - 04/19/1999
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
IA
Issued 9/11/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/29/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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