Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Phillips is a registered representative with Raymond James & Associates, Inc. Kenneth is a licensed financial professional and offers investment advice and financial planning services. Kenneth has been active in the financial industry since 1986. Prior to joining Raymond James & Associates, Inc., Kenneth was employed by RBC Capital Markets, LLC. Kenneth is committed to providing clients with personalized advice and services that meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/11/2022 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
PA
01/25/2002 - 01/15/2022
RBC CAPITAL MARKETS, LLC (LANCASTER PA)
MA
01/20/1999 - 01/15/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
PA
01/31/1991 - 01/22/1999
HOPPER SOLIDAY & CO., INC. (LANCASTER PA)
NA
05/01/1989 - 06/24/1991
W.H. NEWBOLD'S SON & CO., INC.
NA
07/23/1986 - 05/01/1989
HOPPER SOLIDAY & CO., INC.
IA
Issued 11/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/25/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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