Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Arthur Foisie is a financial advisor with over 50 years of experience in the industry. Kenneth is currently registered with LPL Financial LLC and has been in the financial industry since 1972. Kenneth is registered to provide investment advisory services in 10 states including: California, Connecticut, Georgia, Kansas, Michigan, Nevada, Ohio, Oregon, Pennsylvania, and Texas. Kenneth also has experience working with National Planning Corporation, LINSCO/PRIVATE LEDGER CORP., Commonwealth Equity Services, Inc., E. T. Andrews & Co., Inc., Buell Securities Corp., Advest, Inc., Carreau, Smith, Inc., and Stone & Webster Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/29/2017 - Present
LPL Financial LLC (AVON CT)
CT
01/19/2005 - 11/29/2017
NATIONAL PLANNING CORPORATION (GLASTONBURY CT)
SC
10/21/1998 - 01/28/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MA
01/24/1994 - 10/14/1998
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
NA
09/09/1987 - 12/31/1993
E. T. ANDREWS & CO., INC.
NA
07/15/1986 - 09/18/1987
BUELL SECURITIES CORP.
NA
11/23/1982 - 07/24/1986
ADVEST, INC.
NA
12/04/1974 - 11/17/1982
CARREAU, SMITH, INC.
NA
02/08/1972 - 11/29/1974
STONE & WEBSTER SECURITIES CORPORATION
IA
Issued 04/06/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/1991
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/1972
Series 000 - General Securities Principal Examination
BC
Issued 01/27/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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